PT
Patrick J. Trucco
ROCKEFELLER FINANCIAL LLC
Jackson, WY 83001
Some features on this profile are disabled
CRD#: 2937240
PT
Professional summary
Patrick J Trucco, who also goes by Patrick J Trucco, Patrick John Trucco, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Jackson, Wyoming.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick J Trucco | Patrick John Trucco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Jackalope Properties LLC, Wilson WY; Real estate holding company; Managing partner; Start 1997; Hours devoted 0. (2) Name: St. John's Hospital Foundation, Jackson WY; Investment-related: No; Nature of business: 501c3 Foundation to raise funds for hospital; Role: primary role is to support the hospital efforts in building/sustaining/securing funding; Description of duties: Board responsibilities include identifying donor prospects & educating the community regarding the hospital & new living center; Start date: 9/15/1996; Number of hours each month: 10; Number of hours during trading: 0. (3) Teton Literacy; Jackson, WY; not investment-related; 501c3 Foundation supporting a 100% literate community ion Jackson WY. As finance chair I oversee the committee that makes recommendations about investing the learning centers excess cash; start 7/1/2015; 10 hrs per month; 0 hrs during trading. (4) Animal Adoption Center; Jackson, WY; not investment-related; a 501(c)3 animal rescue dedicated to saving the lives of homeless animals. I sit on the board as an advisor providing input as to budget and employee compensation; start 12/1/2017; 10 hrs per month; 0 hrs during trading. (5) Tower 3 Pro; Wilson, WY; not investment-related; Registered rep for the Wyoming LLC that handles Wyoming credit card processing for local merchants; start 2/1/2011; 0.5 hr per month; 0 hrs during trading. (6) Cloud Veil LLC, Wilson, WY. Investment related. Land Holding. Managing Partner, 06/06/2020. 2 hours per month and 0 hours during trading hours. (7) Alpenglow Events LLC. Advisor to family run events business in Tetonia, Idaho. 1 hr per month: 0 hours during trading hours devoted to LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick J Trucco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick J Trucco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 30 S. King Street, Suite 2c, Jackson, WY 83001RIA
BD
CRD#: 291361
Jackson, WY
Current
January 22, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 30 S. King Street, Suite 2c, Jackson, WY 83001RIA
BD
CRD#: 291361
Jackson, WY
Past
September 29, 2023 - January 25, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Jackson, WY
Past
July 15, 2021 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
Jackson, WY
Past
February 5, 2019 - January 26, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
Jackson, WY
Past
February 22, 2016 - January 29, 2019
CURI CAPITAL, LLC
RIA
CRD#: 134249
WILSON, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/15/2025)
RR
Arizona(1/22/2024)
RR
California(1/22/2024)
RR
Colorado(1/2/2025)
RR
Connecticut(1/13/2025)
RR
District of Columbia(1/15/2025)
RR
Florida(2/26/2024)
RR
Idaho(1/22/2024)
RR
Illinois(1/14/2025)
RR
Indiana(1/14/2025)
RR
Louisiana(1/13/2025)
RR
Massachusetts(1/22/2024)
RR
Nevada(1/6/2025)
RR
New Hampshire(1/13/2025)
RR
New Mexico(1/13/2025)
RR
New York(1/22/2024)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/13/2025)
RR
Oregon(1/22/2024)
RR
Pennsylvania(1/13/2025)
RR
South Carolina(1/21/2025)
RR
Tennessee(1/13/2025)
IAR
Texas(1/10/2025)
RR
Texas(1/11/2025)
RR
Utah(1/8/2025)
RR
Vermont(1/6/2025)
RR
Virginia(1/14/2025)
RR
Washington(1/22/2024)
RR
Wisconsin(1/15/2025)
RR
Wyoming(1/22/2024)
IAR
Wyoming(1/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
CRD#: 291361Jackson, WY 83001TRUST BUT VERIFY
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