Michael J. Heathman
Professional summary
Michael Jay Heathman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Michael had worked at 5 firms, which includes EPLANNING SECURITIES INC., THE O.N. EQUITY SALES COMPANY, OSAIC FS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - August 31, 2004
EPLANNING SECURITIES, INC.
November 10, 2000 - February 20, 2004
THE O.N. EQUITY SALES COMPANY
August 16, 1999 - October 25, 2000
OSAIC FS, INC.
September 25, 1997 - September 1, 1999
METROPOLITAN LIFE INSURANCE COMPANY
September 25, 1997 - September 1, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EPLANNING SECURITIES, INC.
CRD#: 46000 / SEC#: , 8-51271
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
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