AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SH

Scott Layne Hultsman

CRD# 2812372·Registered 1996 - 2023
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Layne Hultsman was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1996 - 2023. Scott had worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

29 years in the financial services industry

Current & Past Employments

DAVIDSON FIXED INCOME MANAGEMENT, INC.·CRD# 127844
RIA
Vancouver, WA
January 20, 2021 - March 10, 2023
DAVIDSON INVESTMENT ADVISORS, INC.·CRD# 110552
RIA
Vancouver, WA
January 30, 2019 - April 2, 2025
D.A. DAVIDSON & CO.·CRD# 199
RIA
Camas, WA
October 15, 2018 - April 2, 2025
D.A. DAVIDSON & CO.·CRD# 199
BD
Portland, OR
October 15, 2018 - April 2, 2025
CONFLUENCE WEALTH MANAGEMENT LLC·CRD# 107810
RIA
Portland, OR
February 1, 2018 - May 13, 2022
M HOLDINGS SECURITIES, INC.·CRD# 43285
RIA
Portland, OR
October 29, 2014 - March 8, 2018
M HOLDINGS SECURITIES, INC.·CRD# 43285
BD
Portland, OR
October 24, 2014 - December 18, 2017
INTL ADVISORY CONSULTANTS INC.·CRD# 130888
RIA
San Francisco, CA
November 22, 2013 - August 15, 2014
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
San Francisco, CA
February 11, 2011 - August 15, 2014
NOLLENBERGER CAPITAL PARTNERS INC.·CRD# 119248
BD
San Francisco, CA
April 8, 2010 - April 21, 2011
EPLANNING SECURITIES, INC.·CRD# 46000
BD
Roseville, CA
April 13, 2004 - April 6, 2009
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Folsom, CA
January 12, 2001 - April 16, 2004
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
June 21, 1999 - December 21, 2000
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
San Mateo, CA
March 19, 1998 - May 7, 1999
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 26, 1997 - May 20, 1998
PHILLIPS & COMPANY·CRD# 35800
BD
Portland, OR
December 19, 1996 - March 10, 1997

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

DF
DAVIDSON FIXED INCOME MANAGEMENT, INC.

DAVIDSON FIXED INCOME MANAGEMENT, INC. | SEACAP INVESTMENT ADVISORS, A DIVISION OF DAVIDSON FIXED INCOME MANAGMENT, INC. | SEACAP INVESTMENT ADVISORS | KIRKPATRICK PETTIS CAPITAL MANAGEMENT, INC. ("KPCM") | KIRKPATRICK PETTIS CAPITAL MANAGEMENT, INC.

CRD#: 127844 / SEC#: 801-62264

Contact Information

Main Address

1550 Market Street Suite 300, Denver, CO 80202

Phone Number

(800) 617-2501

# of Employees

7

Documents

Latest Form ADV

Part 2 Brochures

DAVIDSON FIXED INCOME MANAGEMENT ADV PART 2A REV. 12.21.21 (12/19/2022)

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$687,341,815

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2005About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2003About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2001About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
SH
Follow Scott
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required