Christopher C. Barnett
Professional summary
Christopher Charles Barnett, who also goes by Chris Barnett, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Stamford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Charles Barnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2010 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 300 First Stamford Place Suite 440, Stamford, CT 06902January 12, 2006 - June 30, 2010
FORESIDE FUNDS DISTRIBUTORS LLC
January 25, 2005 - January 3, 2006
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 2, 2001 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
August 24, 1999 - January 2, 2001
PROVIDENT DISTRIBUTORS, INC.
October 20, 1997 - July 27, 1999
ARK FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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