AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AG

Ann M. Griffith

OLSEN PALMER
WASHINGTON, DC 20005
Some features on this profile are disabled
CRD#: 2936554
AG

Professional summary

Ann Margaret Griffith is a registered financial professional currently at OLSEN PALMER LLC located in Washington, District Of Columbia and LAZEAR CAPITAL SECURITIES, LLC located in Columbus, Ohio.

Ann is registered as a RR (Registered Representative) and started their career in finance in 1997. Ann has worked at 15 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ann Margaret Griffith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2013 - Present

OLSEN PALMER LLC

Office #1: 1015 15th Street, Nw Suite 350, Washington, DC 20005
BD
CRD#: 166536
WASHINGTON, DC
Current

May 2, 2019 - Present

LAZEAR CAPITAL SECURITIES, LLC

Office #1: 401 N. Front Street Suite 250, Columbus, OH 43215
BD
CRD#: 298578
Columbus, OH
Current

April 30, 2020 - Present

COINSHARES CAPITAL LLC

Office #1: 437 Madison Avenue 28th Floor, New York, NY 10022
BD
CRD#: 170506
New York, NY
Past

July 18, 2024 - November 11, 2024

CUATRO CAPITAL SECURITIES LLC

BD
CRD#: 328082
SAN JUAN, PR
Past

July 1, 2024 - February 4, 2026

GLOBACAP PRIVATE MARKETS INC.

BD
CRD#: 328777
NEW YORK, NY
Past

July 20, 2022 - August 9, 2024

PICTET OVERSEAS INC.

BD
CRD#: 36500
MONTREAL, QC,
Past

March 12, 2019 - February 12, 2024

ACERVUS SECURITIES, INC.

BD
CRD#: 298058
New York, NY
Past

September 15, 2015 - October 19, 2015

COLLINGWOOD CAPITAL ADVISORS, LLC

BD
CRD#: 216511
WASHINGTON, DC
Past

December 5, 2013 - December 28, 2015

BERKADIA CAPITAL MARKETS LLC

BD
CRD#: 167379
THE PLAINS, VA
Past

November 5, 2013 - August 1, 2024

RSP INVESTMENTS, LLC

BD
CRD#: 161622
WASHINGTON, DC
Past

March 9, 2012 - April 20, 2012

VCAP SECURITIES, LLC

BD
CRD#: 124515
NEW YORK, NY
Past

August 29, 2011 - June 28, 2013

SIP NORDIC AMERICA LLC

BD
CRD#: 153094
STAMFORD, CT
Past

July 20, 2005 - July 15, 2010

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

January 13, 1998 - May 24, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

October 6, 1997 - October 21, 1998

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/15/2022)
RR
Arkansas
(3/14/2022)
RR
California
(12/24/2019)
RR
Colorado
(12/26/2019)
RR
Florida
(1/5/2024)
RR
Georgia
(3/9/2020)
RR
Idaho
(2/17/2021)
RR
Illinois
(7/29/2021)
RR
Indiana
(12/26/2019)
RR
Iowa
(2/19/2021)
RR
Kentucky
(1/2/2020)
RR
Massachusetts
(5/14/2021)
RR
Michigan
(1/8/2020)
RR
Minnesota
(3/16/2026)
RR
Missouri
(7/1/2020)
RR
Montana
(5/24/2021)
RR
Nevada
(1/2/2020)
RR
New Jersey
(3/10/2020)
RR
New Mexico
(2/7/2023)
RR
New York
(1/2/2020)
RR
North Carolina
(12/23/2019)
RR
North Dakota
(1/15/2020)
RR
Ohio
(11/19/2019)
RR
Oklahoma
(3/31/2021)
RR
Oregon
(11/18/2020)
RR
Pennsylvania
(12/24/2019)
RR
South Carolina
(6/5/2023)
RR
Tennessee
(3/24/2022)
RR
Texas
(6/14/2021)
RR
Utah
(12/20/2022)
RR
Virginia
(12/26/2019)
RR
West Virginia
(12/26/2019)
RR
Wisconsin
(10/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/27/2002
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/12/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COINSHARES CAPITAL LLC
COINSHARES CAPITAL LLC | GROUP CAPITAL LLC | GROUP CAPITAL

CRD#: 170506 / SEC#: , 8-69422

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
437 Madison Avenue 28th Floor, New York, NY 10022
Mailing Address
437 Madison Avenue 28th Floor, New York, NY 10022
Phone number
(646) 308-1518
Established
Delaware since 01/15/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COINSHARES COSHAREHOLDER
BEATON, DANIEL STEWARTFINOP, PFO, POO4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER2936554
TIERNEY, ANNEMARIEDESIGNATED PRINCIPAL AND CEO5820346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COINSHARES CAPITAL LLC

CRD#: 170506Washington, DC 20005

TRUST BUT VERIFY

Monitor Ann Griffith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Raylonte Marqui Roach
Raylonte RoachAdvisorCheck Check Mark
EAGLE STRATEGIES LLC
IAR
RR
BETHESDA, MD
Eric Duranta Bailey
Eric BaileyAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
SILVER SPRING, MD
Michael Scott Aves
Michael AvesAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Gaithersburg, MD
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.