Robert L. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Laroy Wheeler was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - June 22, 2019
PALADIN MARKET ADVISORS, LLC
June 2, 2015 - November 30, 2016
NEWBRIDGE SECURITIES CORPORATION
June 3, 2014 - May 28, 2015
CORINTHIAN PARTNERS, L.L.C.
April 25, 2014 - June 3, 2014
PALADIN MARKET ADVISORS, LLC
July 3, 2013 - December 19, 2013
ALDWYCH SECURITIES LLC
December 7, 2012 - July 8, 2013
EMERSON EQUITY LLC
October 29, 2003 - January 19, 2005
MILLER TABAK + CO., LLC
June 22, 2000 - September 20, 2012
INTL FCSTONE CREDIT TRADING LLC
January 17, 2000 - May 16, 2000
UTENDAHL CAPITAL PARTNERS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PALADIN MARKET ADVISORS, LLC
CRD#: 13281 / SEC#: , 8-28941
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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