Teri A. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teri Ann Olsen, who also goes by Teri Ann Sevy, was a registered financial professional .
Teri is a previously registered financial professional and started their career in finance in 1997. Teri had worked at 13 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - May 3, 2023
WAYPOINT RETIREMENT ADVISORS LLC
June 5, 2012 - August 2, 2012
CAPITAL ANALYSTS
June 1, 2012 - August 2, 2012
LINCOLN INVESTMENT
June 1, 2012 - August 2, 2012
LINCOLN INVESTMENT
March 22, 2010 - June 1, 2012
CINCINNATI ANALYSTS, INC.
March 16, 2010 - June 1, 2012
CINCINNATI ANALYSTS, INC.
February 29, 2008 - April 9, 2008
NRP ADVISORS, INC.
August 13, 2007 - April 7, 2008
NRP FINANCIAL, INC.
December 11, 2006 - April 7, 2008
NRP FINANCIAL, INC.
November 3, 2006 - February 23, 2007
INDEPENDENT FINANCIAL GROUP, LLC
August 23, 2001 - October 18, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 14, 2001 - July 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 18, 2000 - January 2, 2001
FORTA FINANCIAL GROUP, INC.
March 11, 1999 - April 14, 2000
JWGENESIS FINANCIAL GROUP, INC
April 7, 1998 - May 22, 1998
CHATFIELD DEAN & CO., INC.
November 12, 1997 - February 20, 1998
FINANCIAL WEST GROUP
State Registrations and Notice Filings
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Exams
Current Firm
WAYPOINT RETIREMENT ADVISORS LLC
CRD#: 317157 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
