Richard P. Kirschner
Professional summary
Richard Paul Kirschner, who also goes by Richard Kirschner, is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in Boca Raton, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Paul Kirschner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2004 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: One Town Center Road Suite 202, Boca Raton, FL 33486January 13, 1998 - August 23, 2004
SANDS BROTHERS & CO., LTD.
September 4, 1997 - October 1, 1997
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2004)
(8/23/2004)
(8/23/2004)
(8/26/2004)
(8/23/2004)
(6/4/2007)
(8/23/2004)
(8/23/2004)
(10/21/2004)
(8/23/2004)
(8/23/2004)
(8/23/2004)
(10/6/2004)
(8/23/2004)
(8/23/2004)
(8/23/2004)
(6/11/2012)
(9/15/2014)
(8/23/2004)
(2/8/2007)
(8/23/2004)
Exams
FINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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Company Information
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037Boca Raton, FL 33486TRUST BUT VERIFY
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