JO
Joseph D. O'connor
STRATEGIC ADVISERS LLC
WINCHESTER, MA
Some features on this profile are disabled
CRD#: 2935760
JO
Professional summary
Joseph D O'connor, who also goes by Joseph D. O'connor, Joseph Daniel Oconnor, Joe Oconnor, Joseph D Oconnor, Joseph Oconnor, Joseph D. Oconnor, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Winchester, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph D. O'connor | Joseph Daniel Oconnor | Joe Oconnor | Joseph D Oconnor | Joseph Oconnor | Joseph D. Oconnor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-94686|OrgNmn:Life / Work Direction|Org Addr:Jamaica Pl,Massachuse,US|OBA Nature:Provides individual and group |Invst Rel:N|Title:Board Member and Treasurer|Duties:Board Member. Treasurer, to approved financial reporting by Controller.|StrtDt:12-12-22|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joseph D O'connor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Two Contra Way, Merrimack, NH 03054RIA
CRD#: 104555
WINCHESTER, MA
Current
April 17, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054BD
CRD#: 7784
Merrimack, NH
Past
May 9, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WINCHESTER, MA
Past
April 25, 2023 - December 18, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LITTLETON, MA
Past
February 3, 2023 - December 18, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
LITTLETON, MA
Past
July 1, 2019 - December 8, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Belmont, MA
Past
February 14, 2003 - September 14, 2007
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
SMITHFIELD, RI
Past
January 6, 2000 - September 14, 2007
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
SMITHFIELD, RI
Past
April 26, 1999 - January 11, 2000
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/25/2024)
RR
Alaska(4/25/2024)
RR
Arizona(5/9/2024)
RR
Arkansas(4/26/2024)
RR
California(4/25/2024)
RR
Colorado(4/25/2024)
RR
Connecticut(4/25/2024)
RR
Delaware(5/8/2024)
RR
District of Columbia(5/2/2024)
RR
Florida(4/26/2024)
RR
Georgia(4/29/2024)
RR
Hawaii(8/5/2024)
RR
Idaho(4/25/2024)
RR
Illinois(5/9/2024)
RR
Indiana(4/26/2024)
RR
Iowa(4/29/2024)
RR
Kansas(4/25/2024)
RR
Kentucky(5/3/2024)
RR
Louisiana(5/8/2024)
RR
Maine(4/25/2024)
RR
Maryland(5/2/2024)
RR
Massachusetts(4/18/2024)
IAR
Massachusetts(3/31/2025)
RR
Michigan(4/29/2024)
RR
Minnesota(4/25/2024)
RR
Mississippi(4/25/2024)
RR
Missouri(5/2/2024)
RR
Montana(4/30/2024)
RR
Nebraska(4/25/2024)
RR
Nevada(4/25/2024)
RR
New Hampshire(4/23/2024)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(4/25/2024)
RR
New Mexico(4/25/2024)
RR
New York(4/25/2024)
RR
North Carolina(4/26/2024)
RR
North Dakota(5/1/2024)
RR
Ohio(4/25/2024)
RR
Oklahoma(4/25/2024)
RR
Oregon(4/25/2024)
RR
Pennsylvania(4/26/2024)
RR
Puerto Rico(5/16/2024)
RR
Rhode Island(4/26/2024)
RR
South Carolina(4/25/2024)
RR
South Dakota(4/29/2024)
RR
Tennessee(4/26/2024)
RR
Texas(4/25/2024)
IAR
Texas(3/31/2025)
RR
Utah(4/25/2024)
RR
Vermont(4/25/2024)
RR
Virginia(4/25/2024)
RR
Washington(4/25/2024)
RR
West Virginia(5/2/2024)
RR
Wisconsin(4/25/2024)
RR
Wyoming(4/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/31/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/1/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
