John C. Lee

IRIS ADVISORS

New York, NY 10001-7604

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CRD#: 2935383

Professional summary

John Chung Lee, who also goes by John Lee, is a registered financial advisor currently at IRIS ADVISORS located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Chung Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2008 - Present

IRIS ADVISORS

Office #1: 244 Fifth Ave #2809, New York, NY 10001-7604

RIA

CRD#: 126162

New York, NY

Past

October 27, 2004 - December 31, 2007

IRIS ADVISORS

RIA

CRD#: 126162

NEW YORK, NY

Past

August 30, 1997 - January 11, 2000

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/11/2008)

IAR

New York
(12/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1997

General Securities Representative Examination

Current Firm

IRIS ADVISORS

IRIS ADVISORS | IRIS ADVISORS, LLC

CRD#: 126162 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/6/2003 Approved)

New York

Registered Investment Advisory firm - (1/11/2019 Approved)

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Contact information

Main Address

244 Fifth Ave #2809, New York, NY 10001-7604

Mailing Address

Phone number

(877) 230-4932

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 23,915,302

Red Flags

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Firm Stability Insights

John C. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Chung Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRIS ADVISORS

IRIS ADVISORS

DB ALEX. BROWN LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/1997

Series 7

Date: 8/21/1997

Current Firm

IRIS ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRIS ADVISORS

TRUST BUT VERIFY

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