Paul Douglas Roach
CFP®Professional Summary
Paul Douglas Roach, CFP®, who also goes by Paul Roach, is a registered financial advisor currently at ROACH INVESTMENT SERVICES located in San Mateo, California. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Roach
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ROACH FINANCIAL PLANNING | ROACH, PAUL, DOUGLAS | ROACH INVESTMENT SERVICES | ROACH FINANCIAL SERVICES
Contact Information
Main Address
177 Bovet Road, Suite 600, San Mateo, CA 94402Phone Number
(650) 638-2339# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
59AUM (Assets Under Management)
$55,927,937Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Paul Douglas Roach's CRS (Customer Relationship Summary).
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