James D. Orr
Professional summary
James D Orr, who also goes by Jamie Orr, James Desmond Orr, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James D Orr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2025 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441April 4, 2025 - June 30, 2025
LPL FINANCIAL LLC
December 8, 2022 - March 31, 2025
PARK AVENUE SECURITIES LLC
March 23, 2021 - September 17, 2021
THE O.N. EQUITY SALES COMPANY
November 2, 2018 - April 16, 2019
ON INVESTMENT MANAGEMENT CO
November 2, 2018 - April 16, 2019
THE O.N. EQUITY SALES COMPANY
October 13, 2010 - September 20, 2018
AUGUSTAR DISTRIBUTORS, INC.
November 30, 1999 - May 21, 2007
TOUCHSTONE SECURITIES, LLC
September 24, 1998 - December 16, 1998
W&S BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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