Paul J. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Sullivan was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - July 21, 2025
CITADEL CLEARING LLC
April 27, 2021 - May 23, 2023
CITADEL CLEARING LLC
July 2, 2012 - October 1, 2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 1, 2008 - May 11, 2012
J.P. MORGAN SECURITIES LLC
August 27, 1997 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/9/1998
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL CLEARING LLC
CRD#: 172693 / SEC#: , 8-69521
Contact information
Documents
Red Flags
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