JS
Jeffrey D. Seuferling
TRILOGY CAPITAL
Corona, CA 92879
Some features on this profile are disabled
CRD#: 2934300
JS
Professional summary
Jeffrey David Seuferling, CFP® is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Corona, California and LPL FINANCIAL LLC located in Scottsdale, Arizona.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/10/2018 - Trilogy Financial Services - Investment Related - 2601 MAIN STREET, SUITE 150 - IRVINE, CA 92614 - Insurance Agency - Insurance Sales - Start Date 10/1/1999.
2. 02/14/2018 - Trilogy Capital Inc., - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 20 Hours Per Month/20 During Securities Trading - I provide investment advisory services through Trilogy Capital Inc, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 12/26/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/1999 - 2 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey David Seuferling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
November 23, 2015 - Present
TRILOGY CAPITAL, INC.
Office #1: 980 Montecito Drive, Suite 108, Corona, CA 92879RIA
CRD#: 281597
Corona, CA
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 16427 N Scottsdale Rd Ste 360, Scottsdale, AZ 85254Office #2: 980 Montecito Dr #108, Corona, CA 92879Office #3: 1000 Lakes Dr Ste 325, West Covina, CA 91790Office #4: 12520 High Bluff Dr Ste 140, San Diego, CA 92130RIA
BD
CRD#: 6413
Scottsdale, AZ
Past
November 29, 2017 - April 17, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
December 11, 2003 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
CORONA, CA
Past
October 21, 1999 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CORONA, CA
Past
September 3, 1997 - October 15, 1999
WFP SECURITIES
BD
CRD#: 35098
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/29/2017)
RR
Arkansas(11/16/2023)
IAR
California(11/23/2015)
RR
California(11/29/2017)
RR
Florida(11/29/2017)
RR
Georgia(2/23/2021)
RR
Hawaii(2/23/2021)
RR
Idaho(11/29/2017)
RR
Indiana(9/9/2021)
RR
Iowa(11/29/2017)
RR
Kansas(11/29/2017)
RR
Maryland(4/7/2022)
RR
Massachusetts(11/29/2017)
RR
Minnesota(9/9/2021)
RR
Missouri(11/29/2017)
RR
Nebraska(9/9/2021)
RR
Nevada(11/29/2017)
RR
New York(9/9/2021)
RR
North Carolina(4/7/2022)
RR
North Dakota(9/9/2021)
RR
Pennsylvania(2/23/2021)
RR
South Carolina(9/9/2021)
RR
Texas(11/29/2017)
IAR
Texas(3/15/2025)
RR
Utah(11/29/2017)
RR
Washington(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
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Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
