Marc J. Wechsler
Professional summary
Marc Jay Wechsler is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1997. Marc has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Jay Wechsler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2008 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104May 22, 2003 - May 3, 2004
FIRST NEW YORK SECURITIES L.L.C.
October 1, 1997 - March 13, 2003
BANC OF AMERICA SECURITIES LLC
September 15, 1997 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2008)
(3/28/2008)
(3/28/2008)
(3/28/2008)
(3/28/2008)
(3/27/2009)
(3/28/2008)
(3/27/2008)
(3/28/2008)
(5/30/2008)
(3/28/2008)
(3/28/2008)
(3/28/2008)
(6/13/2019)
(5/30/2008)
(7/11/2025)
(3/1/2017)
(3/28/2008)
(3/28/2008)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2008
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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