Charles A Divuolo
Professional Summary
Charles A Divuolo, who also goes by Charles Divuolo, is a registered financial advisor currently at J.P. MORGAN SECURITIES LLC located in Brooklyn, New York and J.P. MORGAN PRIME INC. located in Brooklyn, New York. Charles is registered as a RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles A Divuolo, Charles Divuolo
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Contact Information
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Disclosures on record.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
J.P. MORGAN PRIME INC.
Contact Information
Main Address
270 Park Avenue, New York, NY 10017Mailing Address
1111 Polaris Parkway, Columbus, OH 43240Phone Number
(212) 272-2000Established
Delaware since 10/02/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | STOCK HOLDER | 79 |
| BALAS, THOMAS MICHAEL | CHIEF FINANCIAL OFFICER | 2903336 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| DICESARE, MICHAEL E | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHAIR | 4706326 |
| KLION, ROGER JAY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5082261 |
| MEDINA, MATTHEW JOSEPH | CHIEF LEGAL OFFICER | 8115839 |
| SHERRICK, EILEEN FRANCES | CHIEF COMPLIANCE OFFICER | 2225907 |
| SISTO, MICHAEL J | DIRECTOR | 5151797 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
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CRS (Client Relationship Summary) - BD
Click below to view Charles A Divuolo's CRS (Customer Relationship Summary).
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