Gary V. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Valton Mccoy, who also goes by Gary V Mccoy, Gary Valton Mccoy, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1997. Gary had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2022 - May 15, 2024
VANGUARD ADVISERS, INC.
August 10, 2022 - May 15, 2024
VANGUARD MARKETING CORPORATION
September 7, 2021 - August 8, 2022
LPL FINANCIAL LLC
September 7, 2021 - August 8, 2022
LPL FINANCIAL LLC
April 25, 2019 - August 30, 2021
CUNA BROKERAGE SERVICES, INC.
April 25, 2019 - August 30, 2021
CUNA BROKERAGE SERVICES, INC.
November 20, 2017 - January 16, 2019
CUSO FINANCIAL SERVICES, L.P.
November 20, 2017 - January 16, 2019
CUSO FINANCIAL SERVICES, L.P.
December 19, 2006 - November 21, 2017
EDWARD JONES
July 21, 2003 - November 21, 2017
EDWARD JONES
April 4, 2002 - July 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2002 - April 9, 2002
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1997 - July 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 1997 - March 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
