Brian D. Mccarver
STONEBRIDGE FINANCIAL GROUP | Director
Wormleysburg, PA 17043
Some features on this profile are disabled
CRD#: 2933493
Professional summary
Brian Douglas Mccarver, CFP®, CIMA®, who also goes by Brian D Mccarver, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Wormleysburg, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Wormleysburg, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Brian D Mccarver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stonebridge Financial Group, LLC. 602 N Front Street. RIA. 40 hrs/mo; 40 during trading hrs. 2) Fixed insurance. 602 N Front Street, Wormleysburg, PA 17043. Fixed insurance. Agent. 2 hrs/mo; 0 during trading hours hrs. Non investment related. 3) McCarver Enterprises, Inc. 602 N Front Street, Wormleysburg, PA 17043. Entity that employs myself for securities business; this entity owns 40% of SFG; I am the sole shareholder. 40 hrs/wk; 0 during trading hrs. Investment related. 4) MF Group, LLC. 602 N Front Street, Wormleysburg, PA 17043. Entity that owns real estate that SFG occupies of operates business. Member of entity. 1 hr/mo; 0 during trading hrs. Non investment related. 5) Private Client Services, Investment Related; Wormleysburg, PA 17043; Sell financial products; Registered Representative; 04/2024 Less than 10 hours per month all during trading hours. 6) Stonebridge HR Solutions; Non-investment related; Wormleysburg, PA 17043; Member; reseller and service provider of Paycor payroll software; Less than 5 hours per month during trading hours 7) SBFG Partners LLC. 602 N Front Street, Wormleysburg PA 17043. Entity owned by the same six principal owners of Stonebridge Financial Group. Entity owns a stake in an insurance agency called MPC Insurance Group LLC that offers health and financial security solutions, mostly Medicare plans, life insurance, annuities, and long-term care coverage. 1/6th partner in SBFG Partners LLC that owns a stake in MPC Insurance Group. I perform no official day to day duties at MPC Insurance Group. 0 hrs/mo; 0 during trading hrs. 8) Veterans Outreach of Pennsylvania (VOPA), Legacy Donor Program Fundraising Subcommittee. 1105 South Front St Harrisburg, PA 17104. Veterans Grove a Community for Veterans Experiencing Homelessness - VOPA provides housing and services. Assist a fundraising subcommittee that is tasked with starting a Legacy Donor program and getting $10mm of pledges. 2 hrs/mo; 0 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Douglas Mccarver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
February 1, 2024 - Present
STONEBRIDGE FINANCIAL GROUP, LLC
Office #1: 602 North Front Street, Wormleysburg, PA 17043RIA
CRD#: 327529
Wormleysburg, PA
Current
April 4, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 602 N Front St, Wormleysburg, PA 17043Office #2: 26a E Roseville Rd, Lancaster, PA 17601RIA
BD
CRD#: 120222
Wormleysburg, PA
Past
October 15, 2018 - February 2, 2024
OSAIC ADVISORY SERVICES, LLC
RIA
CRD#: 171070
Wormleysburg, PA
Past
October 15, 2018 - April 5, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wormleysburg, PA
Past
March 15, 2013 - October 16, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WORMLEYSBURG, PA
Past
March 15, 2013 - October 16, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WORMLEYSBURG, PA
Past
May 4, 2009 - March 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEMOYNE, PA
Past
July 1, 2003 - March 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEMOYNE, PA
Past
October 13, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 1, 1997 - October 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
Registered Investment Advisory firm - (11/8/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/15/2024)
RR
Colorado(4/4/2024)
RR
Connecticut(4/4/2024)
RR
Delaware(4/4/2024)
RR
Florida(4/4/2024)
RR
Georgia(4/4/2024)
RR
New Jersey(4/4/2024)
RR
New York(4/4/2024)
RR
North Carolina(4/8/2024)
RR
Ohio(4/4/2024)
IAR
Pennsylvania(2/1/2024)
RR
Pennsylvania(4/4/2024)
RR
South Carolina(4/4/2024)
RR
Vermont(10/7/2025)
RR
Wisconsin(9/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
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Contact information
Main Address
602 North Front Street, Wormleysburg, PA 17043
Mailing Address
Phone number
(717) 736-7007
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,021 |
| AUM (Assets Under Management) | $ 1,831,293,279 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEBRIDGE FINANCIAL GROUP, LLC
DirectorCRD#: 327529Wormleysburg, PA 17043TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
