Gregory S. Woodard

WILMINGTON TRUST INVESTMENT ADVISORS

Wilmington, DE 19890-0001

Some features on this profile are disabled

CRD#: 2933398

Professional summary

Gregory Scott Woodard is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Wilmington, Delaware.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRESTWOOD CHILDREN'S FOUNDATION/HILLSIDE CHILDREN'S FOUNDATION- BOARD AND SUBCOMMITTEE MEMBER, 02/2012 - PRESENT (VOLUNTARY- NO COMPENSATION RECEIVED); OWNER OF RENTAL PROPERTY: 01/2006 - PRESENT, NON-INVESTMENT RELATED (ZERO HOURS DURING TRADING HOURS). MCQUAID JESUIT HIGH SCHOOL - BOARD MEMEBER: SEPTEMBER 2021-PRESENT, NON-INVESTMENT RELATED (ZERO HOURS DURING TRADING HOURS).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Woodard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Office #1: Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001Office #2: 180 South Clinton Avenue, Rochester, NY 14604

RIA

CRD#: 106909

Wilmington, DE

Past

January 19, 2006 - January 26, 2024

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

FAIRPORT, NY

Past

January 18, 2006 - January 26, 2024

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

March 13, 2003 - September 9, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 3, 2001 - October 18, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 29, 1998 - June 15, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 2, 1998 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2002

General Securities Principal Examination

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.

CRD#: 106909 / SEC#: 801-50883

RIA

Registered Investment Advisory firm - (12/27/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001

Mailing Address

Phone number

(212) 965-5938

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WTIA FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	3,540
AUM (Assets Under Management)	$ 17,432,390,316

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
09/08/2023	Cover Page	Report
10/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Lawrence Springer

OSAIC WEALTH, INC.

IAR

Hockessin, DE

Benjamin Conteh

BARGELD FINANCIAL

IAR

Media, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory S. Woodard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Woodard's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

Primary Firm SEC Registration

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2025

Series 63

Date: 1/14/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/31/1997

Series 24

Date: 2/1/2002

Current Firm

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors