Marvin W. Christian

SVB WEALTH

Atlanta, GA 30326

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CRD#: 2933295

Professional summary

Marvin Walton Christian is a registered financial advisor currently at SVB WEALTH located in Atlanta, Georgia and FIRST CITIZENS INVESTOR SERVICES, INC. located in Atlanta , Georgia.

Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marvin has worked at 7 firms and has passed the Series 66, Series 63, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services; Wealth Advisor; February 2022; 40 hours monthly/40 during;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Walton Christian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2022 - Present

SVB WEALTH

Office #1: 3340 Peachtree Road Ne Suite 1545, Atlanta, GA 30326

RIA

CRD#: 172832

Atlanta, GA

Current

December 12, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 3340 Peachtree Road Ne Suite 950, Atlanta , GA 30326

RIA

CRD#: 44430

Atlanta , GA

Past

September 1, 2020 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Atlanta, GA

Past

June 15, 2020 - December 31, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

Atlanta, GA

Past

November 20, 2003 - February 26, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 17, 2003 - November 19, 2003

OAKDALE FINANCIAL GROUP LLC

CRD#: 121916

NEW YORK, NY

Past

August 14, 2002 - February 18, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

November 4, 1997 - December 6, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(5/23/2024)

IAR

Colorado
(5/22/2024)

IAR

Connecticut
(2/25/2022)

IAR

District of Columbia
(8/9/2024)

IAR

Florida
(8/28/2024)

IAR

Georgia
(2/24/2022)

Georgia
(12/13/2023)

IAR

Maryland
(2/24/2022)

IAR

Nevada
(3/3/2022)

IAR

North Carolina
(5/29/2024)

IAR

Texas
(5/23/2024)

IAR

Virginia
(3/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 10/29/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 9/8/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/28/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marvin W. Christian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Walton Christian's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS INVESTOR SERVICES, INC.

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

OAKDALE FINANCIAL GROUP LLC

RUMSON CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2020

Series 63

Date: 9/11/1997

Series 55

Date: 10/29/1999

Series 3

Date: 9/8/1997

Series 7

Date: 8/28/1997

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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