Margaret A. Nugent
Professional summary
Margaret Ann Nugent, who also goes by Margaret A Basten, Megan Basten, Margaret Ann Basten, is a registered financial advisor currently at COLORADO CAPITAL MANAGEMENT located in Boulder, Colorado.
Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Margaret has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Ann Nugent's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2025 - Present
COLORADO CAPITAL MANAGEMENT
Office #1: 4430 Arapahoe Avenue Suite 120, Boulder, CO 80303-1100August 16, 2016 - December 31, 2020
RAYMOND JAMES & ASSOCIATES, INC.
September 3, 2013 - August 8, 2016
D.A. DAVIDSON & CO.
March 1, 2010 - September 6, 2013
MORGAN STANLEY
May 1, 2001 - September 22, 2008
J.P. MORGAN SECURITIES INC.
March 2, 1999 - May 1, 2001
JPMSI
Primary Firm SEC Registration
COLORADO CAPITAL MANAGEMENT
CRD#: 114011 / SEC#: 801-60868
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/8/2025)
Exams
Series 7TO
Date: 4/24/2024
General Securities Representative ExaminationCurrent Firm
COLORADO CAPITAL MANAGEMENT
CRD#: 114011 / SEC#: 801-60868
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,014 |
| AUM (Assets Under Management) | $ 638,376,461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
