Michael P. Needham
Professional summary
Michael Patrick Needham is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Shorewood, Minnesota.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Needham's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2021 - Present
SAYBRUS EQUITY SERVICES, LLC
May 3, 2021 - August 12, 2021
SECURITIES AMERICA, INC.
June 17, 2013 - March 22, 2021
SAYBRUS EQUITY SERVICES, LLC
May 6, 2008 - June 18, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 23, 2008 - June 18, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 21, 2008 - January 28, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 27, 2007 - January 28, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 17, 2004 - June 29, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 12, 1997 - September 4, 2003
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2021)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
