Vincent L. Pereira
Professional summary
Vincent Louis Pereira is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1997. Vincent has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Louis Pereira's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2015 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701November 17, 2014 - February 10, 2015
BLACKBOOK CAPITAL, LLC
August 4, 2014 - November 25, 2014
SOURCE CAPITAL GROUP, INC.
February 21, 2014 - June 1, 2014
JOHN CARRIS INVESTMENTS LLC
October 6, 2011 - February 28, 2014
ROCKWELL GLOBAL CAPITAL LLC
December 4, 2008 - March 9, 2011
ROCKWELL GLOBAL CAPITAL LLC
August 21, 2008 - December 22, 2008
ADVANCED PLANNING SECURITIES, INC.
February 26, 2007 - August 18, 2008
ROCKWELL GLOBAL CAPITAL LLC
May 9, 2005 - June 7, 2007
ADVANCED PLANNING SECURITIES, INC.
February 24, 2004 - May 9, 2005
NATIONS FINANCIAL GROUP, INC.
April 4, 2002 - November 12, 2002
ARCHER ALEXANDER SECURITIES CORPORATION
October 29, 1999 - September 7, 2001
HAPOALIM SECURITIES USA, INC.
September 24, 1998 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
August 19, 1998 - September 23, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
September 4, 1997 - August 4, 1998
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2022)
(2/17/2015)
(6/12/2015)
(4/2/2015)
(8/20/2020)
(3/24/2015)
(2/17/2015)
(2/17/2015)
(9/4/2015)
(2/17/2015)
(7/10/2024)
(10/22/2019)
(8/6/2020)
(1/21/2020)
Exams
FINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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