Michael D. Baril
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
TUSTIN, CA
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CRD#: 2932916
Professional summary
Michael Domonic Baril, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tustin, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 6 exams.
Biography
Experienced. Knowledgeable. Comprehensive. These words
represent the attributes I feel I bring to my work. I believe that trust is
earned, and I strive to do just that by speaking honestly with my clients
and showing them integrity. I listen closely to what my clients have
to say, because understanding their goals and needs is essential to
helping them develop a disciplined approach with their investments
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Tax Planning
Retirement Planning
Insurance Planning
Estate Planning
Retirement Income Management
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Domonic Baril's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Education
University of North Texas
Bachelor of Arts (BA) - Economics
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
TUSTIN, CA
Current
December 26, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 279 West South Temple, Salt Lake City, UT 84104BD
CRD#: 7784
Salt Lake City, UT
Past
January 17, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
IRVINE, CA
Past
July 22, 2017 - November 16, 2018
REILLY FINANCIAL ADVISORS
RIA
CRD#: 110315
LA MESA, CA
Past
April 18, 2011 - July 22, 2016
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
IRVINE, CA
Past
April 18, 2011 - July 22, 2016
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
IRVINE, CA
Past
May 27, 2009 - March 23, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
RICHARDSON, TX
Past
May 27, 2009 - March 23, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
RICHARDSON, TX
Past
June 9, 2008 - January 12, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
DALLAS, TX
Past
June 9, 2008 - January 12, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
DALLAS, TX
Past
November 1, 2006 - September 12, 2007
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DALLAS, TX
Past
October 30, 2006 - September 12, 2007
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
Past
August 17, 2005 - October 6, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
DALLAS, TX
Past
February 1, 2005 - April 5, 2005
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
ARLINGTON, TX
Past
January 31, 2005 - April 5, 2005
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
July 30, 2003 - November 4, 2004
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
April 4, 2000 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 19, 1999 - February 23, 2000
J.P. SECURITIES, INC.
BD
CRD#: 36559
BELLEVUE, NE
Past
September 23, 1998 - February 26, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 23, 1998 - February 26, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
October 2, 1997 - December 4, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2019)
RR
Alaska(11/24/2020)
RR
Arizona(1/16/2019)
RR
Arkansas(1/16/2019)
RR
California(1/15/2019)
IAR
California(3/31/2025)
RR
Colorado(1/17/2019)
RR
Connecticut(11/25/2020)
RR
Delaware(2/5/2019)
RR
District of Columbia(1/16/2019)
RR
Florida(1/16/2019)
RR
Georgia(1/16/2019)
RR
Hawaii(1/16/2019)
RR
Idaho(1/16/2019)
RR
Illinois(2/8/2019)
RR
Indiana(1/16/2019)
RR
Iowa(11/24/2020)
RR
Kansas(11/30/2020)
RR
Kentucky(11/25/2020)
RR
Louisiana(11/30/2020)
RR
Maine(1/16/2019)
RR
Maryland(1/17/2019)
RR
Massachusetts(1/16/2019)
RR
Michigan(1/17/2019)
RR
Minnesota(1/16/2019)
RR
Mississippi(11/30/2020)
RR
Missouri(1/16/2019)
RR
Montana(11/25/2020)
RR
Nebraska(1/26/2021)
RR
Nevada(2/1/2019)
RR
New Hampshire(1/18/2019)
RR
New Jersey(2/11/2019)
RR
New Mexico(11/25/2020)
RR
New York(1/16/2019)
RR
North Carolina(1/16/2019)
RR
North Dakota(11/30/2020)
RR
Ohio(12/26/2018)
IAR
Ohio(3/31/2025)
RR
Oklahoma(11/30/2020)
RR
Oregon(1/16/2019)
RR
Pennsylvania(1/22/2019)
RR
Rhode Island(1/16/2019)
RR
South Carolina(11/30/2020)
RR
South Dakota(1/16/2019)
RR
Tennessee(1/16/2019)
RR
Texas(1/17/2019)
IAR
Texas(3/31/2025)
RR
Utah(1/16/2019)
RR
Vermont(11/25/2020)
RR
Virginia(1/16/2019)
RR
Washington(1/16/2019)
RR
West Virginia(11/30/2020)
RR
Wisconsin(11/30/2020)
RR
Wyoming(11/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Tustin, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
