Vivian Liu
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
ORANGE, CA
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CRD#: 2932562
Professional summary
Vivian Liu, CFP®, who also goes by VIvian Weizhen Liu, Vivian Wz Liu, Weizhen Liu, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Orange, California and FIDELITY BROKERAGE SERVICES LLC located in Brea, California.
Vivian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Vivian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I am very passionate about helping people. It gives me great satisfaction knowing that I have made positive impacts in the lives of my clients. I am worldly and respect all cultures. After working with many clients with different situations for over 25 years (13 years at Fidelity), I truly believe that my experience and passion for understanding financial planning and your unique situation will be valuable to your and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vivian Weizhen Liu | Vivian Wz Liu | Weizhen Liu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vivian Liu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Texas
Master of Business Administration (MBA) - business management
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 815 E Birch St, Brea, CA 92821-5765RIA
CRD#: 104555
ORANGE, CA
Current
August 4, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 815 East Birch Street, Brea, CA 92821BD
CRD#: 7784
Brea, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BREA, CA
Past
August 26, 2008 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BREA, CA
Past
March 3, 2008 - July 8, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
PASADENA, CA
Past
March 3, 2008 - July 8, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
PASADENA, CA
Past
April 25, 2006 - March 4, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
RANCHO CUCAMONGA, CA
Past
December 8, 2004 - March 4, 2008
TD AMERITRADE, INC.
RIA
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
December 8, 2004 - March 4, 2008
TD AMERITRADE, INC.
BD
CRD#: 7870
RANCHO CUCAMONGA, CA
Past
November 3, 1997 - November 24, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
July 8, 1997 - November 24, 2004
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2008)
RR
California(8/4/2008)
IAR
California(3/31/2025)
RR
Colorado(6/25/2020)
RR
District of Columbia(7/30/2025)
RR
Florida(3/4/2022)
RR
Georgia(7/16/2024)
RR
Hawaii(5/19/2023)
RR
Illinois(7/16/2024)
RR
Louisiana(12/19/2023)
RR
Maryland(5/1/2024)
RR
Massachusetts(2/1/2024)
RR
Minnesota(5/15/2025)
RR
Montana(6/25/2020)
RR
Nevada(8/4/2008)
RR
New York(7/29/2020)
RR
North Carolina(1/4/2012)
RR
Ohio(1/9/2017)
RR
Oregon(6/25/2020)
RR
South Carolina(1/6/2017)
RR
Tennessee(12/19/2023)
RR
Texas(8/16/2017)
IAR
Texas(3/31/2025)
RR
Washington(1/8/2016)
RR
West Virginia(11/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Orange, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
