Thomas J. Leder
Professional summary
Thomas Jon Leder, who also goes by Tom Leder, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in White Plains, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Jon Leder's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2009 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 701 Westchester Avenue Suite 320e, White Plains, NY 10604August 27, 2002 - February 15, 2006
ADP BROKER-DEALER, INC.
November 2, 1998 - August 30, 2002
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 16, 1997 - August 11, 1998
IDS LIFE INSURANCE COMPANY
October 16, 1997 - August 11, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(5/26/2015)
(6/28/2012)
(6/28/2012)
(8/26/2010)
(6/28/2012)
(6/28/2012)
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
