RS
Robert J. Sacchetta
PTS BROKERAGE
Mount Laurel, NJ 08054
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CRD#: 2932004
RS
Robert Joseph SacchettaPTS BROKERAGE
Professional summary
Robert Joseph Sacchetta, who also goes by Bob Sacchetta, is a registered financial professional currently at PTS BROKERAGE, LLC located in Mount Laurel, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Bob Sacchetta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Sacchetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2023 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
Past
September 10, 2002 - December 31, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MULLICA HILL, NJ
Past
August 21, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 21, 1997 - September 17, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(1/19/2023)
RR
Pennsylvania(1/19/2023)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 8/18/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (8 States and Territories)
FINRA licenses (16 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 131,700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
