Ryan Y. Poage

RYAN POAGE & CO.

Kansas City, MO 64112

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CRD#: 2931221

Professional summary

Ryan York Poage, CFP® is a registered financial advisor currently at RYAN POAGE & CO. located in Kansas City, Missouri and PURSHE KAPLAN STERLING INVESTMENTS located in Kansas City, Missouri.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ryan has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) RYAN POAGE & CO. FIXED INSURANCE SALES; NOT INVESTMENT RELATED; 800 W. 47TH STREET, SUITE 700, KANSAS CITY, MO 64112; 7/2007; 1 HR/MONTH; 0 HRS/MONTH DURING TRADING HRS; FIXED INSURANCE SALES. (2) RYAN POAGE & CO.; INVESTMENT RELATED; 800 W. 47TH STREET, SUITE 700, KANSAS CITY, MO 64112; RIA; PRESIDENT; 7/2007; 145 HRS/MONTH; 6 HRS DURING TRADING HOURS; OVERSEE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING. 3) SOR HOLDINGS, LLC, 800 W. 47TH STREET, STE 700, KANSAS CITY, MO 64112. INVESTMENT RELATED, 10/2015-PRESENT. LLC USED FOR PERSONAL ASSET REGISTRATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan York Poage's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 1, 2011 - Present

RYAN POAGE & CO.

Office #1: 800 W. 47th Street Suite 700, Kansas City, MO 64112

RIA

CRD#: 157432

Kansas City, MO

Current

July 1, 2011 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 800 W. 47th Street Suite 700, Kansas City, MO 64112

CRD#: 35747

Kansas City, MO

Past

June 17, 2011 - June 21, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

KANSAS CITY, MO

Past

July 27, 2007 - June 30, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

KANSAS CITY, MO

Past

July 16, 2007 - June 30, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

KANSAS CITY, MO

Past

February 1, 2002 - July 19, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

LIBERTY, MO

Past

November 3, 1999 - February 4, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 24, 1999 - October 28, 1999

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

August 28, 1997 - April 28, 1998

LABRUNERIE FINANCIAL SERVICES, INC.

CRD#: 37627

COLUMBIA, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/17/2013)

IAR

Colorado
(6/14/2021)

Florida
(7/9/2020)

Illinois
(7/1/2011)

Kansas
(7/1/2011)

IAR

Kansas
(3/30/2012)

Michigan
(10/30/2015)

Missouri
(7/1/2011)

IAR

Missouri
(7/1/2011)

Montana
(10/9/2018)

IAR

Texas
(10/24/2014)

Texas
(1/11/2021)

Virginia
(7/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/25/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RYAN POAGE & CO.

BAXTER WEALTH, LLC | RYAN POAGE & CO., LLC | RYAN POAGE & CO.

CRD#: 157432 / SEC#: 801-72330

RIA

Registered Investment Advisory firm - (6/19/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2021 Approved)

Kansas

Registered Investment Advisory firm - (4/23/2012 Approved)

Missouri

Registered Investment Advisory firm - (5/4/2012 Approved)

Texas

Registered Investment Advisory firm - (10/24/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

800 W. 47th Street Suite 700, Kansas City, MO 64112

Mailing Address

Phone number

(816) 531-4555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 102,392,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan Y. Poage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan York Poage's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

A. G. EDWARDS & SONS, INC.

EDWARD JONES

UMB FINANCIAL SERVICES, INC.

LABRUNERIE FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/25/2009

Series 7

Date: 8/27/1997

FINRA

Current Firm

RYAN POAGE & CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RYAN POAGE & CO.

TRUST BUT VERIFY

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