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Gerard Novello

WELLFLEET INVESTMENTS
FLORAL PARK, NY 11001
CRD#: 2930933
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GN
Gerard NovelloWELLFLEET INVESTMENTS

Professional summary

Gerard Novello is a registered financial professional currently at WELLFLEET INVESTMENTS LLC located in Floral Park, New York.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 2005. Gerard has worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Novello's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

WELLFLEET INVESTMENTS LLC

Office #1: 85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001
BD
CRD#: 18488
FLORAL PARK, NY
Past

June 8, 2021 - February 20, 2026

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

November 10, 2005 - June 9, 2021

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/13/2005
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WI
WELLFLEET INVESTMENTS LLC
WELLFLEET CAPITAL & INVESTMENT MANAGEMENT COMPANY | WELLFLEET INVESTMENTS LLC | WELLFLEET CAPITAL COMPANY

CRD#: 18488 / SEC#: , 8-36769

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001
Mailing Address
Po Box 222142, Great Neck, NY 11022-2142
Phone number
(516) 487-7450
Established
New York since 02/17/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
J.P. CAREY CAPITAL MARKETS LLCOWNER
BEGA, JEFFREYPRESIDENT/COO/CFO/PFO/FINOP
PRIMAVERA, PATRICK JOSEPHDIRECTOR3124567
SILVER, SCOTT MICHAELCCO2290261

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLFLEET INVESTMENTS LLC

CRD#: 18488Floral Park, NY 11001

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