Stacey Vincent-flores
Professional summary
Stacey Vincent-flores, who also goes by Stacey Adams VIncent, Stacey Vincent, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Dripping Springs, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Stacey has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Vincent-flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
April 30, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 26, 2024 - November 25, 2025
MARTIN CAPITAL ADVISORS, LLP
February 12, 2024 - May 16, 2024
LPL FINANCIAL LLC
February 9, 2024 - May 16, 2024
LPL FINANCIAL LLC
October 18, 2021 - February 22, 2022
LPL FINANCIAL LLC
October 18, 2021 - February 22, 2022
LPL FINANCIAL LLC
October 11, 2019 - October 20, 2021
FROST INVESTMENT SERVICES
October 11, 2019 - October 20, 2021
FROST BROKERAGE SERVICES, INC.
March 29, 2017 - October 11, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 29, 2017 - October 11, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 19, 2016 - November 23, 2016
J.P. MORGAN SECURITIES LLC
May 19, 2016 - November 23, 2016
J.P. MORGAN SECURITIES LLC
March 16, 2015 - July 24, 2015
EDWARD JONES
February 13, 2015 - July 24, 2015
EDWARD JONES
February 14, 2008 - July 18, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2001 - February 23, 2006
USAA INVESTMENT SERVICES COMPANY
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2026)
(4/30/2026)
Exams
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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