HT
H G. Thompson
TRUIST ADVISORY SERVICES
MEMPHIS, TN 38120
Some features on this profile are disabled
CRD#: 2930870
HT
Professional summary
H Gordon Thompson, who also goes by Hgordon Thompson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Memphis, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Memphis, Tennessee.
H is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. H has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hgordon Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: PARTNER NATURE: THIS IS AN LLC THAT MY FATHER OPENED TO BUILD, PURCHASE AND SELL REAL ESTATE. HE MADE ME A20% PARTNER INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 03/18/2014 ADDRESS: BENTONVILLE AR DESCRIPTION: I HAVE NOT RESPONSIBILITIES GTB LLC HOTWORX FRANCISE POSITION: Partner NATURE: This is an exercise facility INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2018 ADDRESS: Fayetteville AR, United States DESCRIPTION: My wife and I will be a partner of an LLC that is buying an exercise studio in Fayetteville AR TGR ENTERPRISES LLC POSITION: Partner NATURE: This the same OBA that was approved last year we are just opening another location and for liability we are opening another LLC we will be opening a Hotworx hot Yoga Studio INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/25/2019 ADDRESS: Rogers AR, United States DESCRIPTION: I review the books for the LLC and also have monthly calls with the other partners and staff to get the direction of the business. My wife has taken over any other duties other than the books for and this call. My name must continue to be on the LLC because of the way our assets and income is structured BENTONVILLE HW STUDIO LLC POSITION: Partner NATURE: Operates a Hotworx Exercise Studio INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2021 ADDRESS: Bentonville AR, United States DESCRIPTION: Investor, look over the books and payroll on a monthly basis and give my feedback on overall direction of the business RENTAL HOUSE POSITION: NA NATURE: My wife bought a house and will rent it to cover some of the expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2024 ADDRESS: Oxford MS, United States DESCRIPTION: Rental property.
CRS (Client Relationship Summary) - RIA
Click below to view H Gordon Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 999 S Shady Grove D Ste 202, Memphis, TN 38120RIA
CRD#: 283390
MEMPHIS, TN
Current
March 9, 2009 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 464 S Perkins Rd, Memphis, TN 38117Office #2: 3441 Poplar Ave, Memphis, TN 38111Office #3: 999 Shady Grove Rd S Ste 100, Memphis, TN 38120BD
CRD#: 17499
Memphis, TN
Past
March 11, 2009 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BARTLETT, TN
Past
February 2, 2004 - March 11, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
MEMPHIS, TN
Past
January 22, 2003 - December 31, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
MEMPHIS, TN
Past
January 17, 2003 - March 11, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
MEMPHIS, TN
Past
October 20, 1997 - January 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2013)
RR
Arizona(7/11/2018)
RR
Arkansas(3/9/2009)
RR
California(3/9/2009)
RR
Colorado(3/9/2009)
RR
District of Columbia(1/22/2019)
RR
Florida(3/9/2009)
RR
Georgia(11/6/2009)
RR
Illinois(3/4/2020)
RR
Kansas(7/31/2013)
RR
Louisiana(6/9/2011)
IAR
Louisiana(1/23/2018)
RR
Maryland(2/13/2019)
RR
Massachusetts(1/17/2014)
RR
Michigan(8/27/2021)
RR
Mississippi(3/9/2009)
RR
Missouri(2/29/2012)
RR
Montana(9/26/2019)
RR
Nebraska(7/26/2021)
RR
Nevada(11/15/2022)
RR
New York(1/8/2016)
RR
North Carolina(5/16/2011)
RR
Ohio(3/9/2009)
RR
Oregon(4/16/2018)
RR
Pennsylvania(11/21/2024)
RR
South Carolina(12/16/2020)
RR
Tennessee(3/9/2009)
IAR
Tennessee(9/13/2016)
RR
Texas(3/9/2009)
IAR
Texas(12/8/2021)
RR
Virginia(10/1/2019)
RR
Washington(6/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Memphis, TN 38120TRUST BUT VERIFY
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Contact information
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