Bruce D. Beaty

MADISON AVENUE SECURITIES

San Diego, CA 92128

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CRD#: 2930437

Professional summary

Bruce Douglas Beaty is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in San Diego, California and AE WEALTH MANAGEMENT, LLC located in San Diego, California.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Bruce has worked at 8 firms and has passed the Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Douglas Beaty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2020 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 13500 Evening Creek Dr N. Suite 550, San Diego, CA 92128

RIA

CRD#: 23224

San Diego, CA

Current

July 24, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 13500 Evening Creek Dr N #555, San Diego, CA 92128

RIA

CRD#: 282580

SAN DIEGO, CA

Past

August 26, 2013 - December 16, 2015

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

RIA

CRD#: 162143

ROHNERT PARK, CA

Past

November 19, 2009 - September 14, 2010

GWN SECURITIES INC.

CRD#: 128929

PETALUMA, CA

Past

January 18, 2006 - November 14, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

January 10, 2001 - August 27, 2003

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

August 11, 1998 - July 1, 1999

STANTON INVESTMENT SERVICES, INC.

CRD#: 29462

PLYMOUTH, MN

Past

September 24, 1997 - July 14, 1998

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/11/2020)

IAR

Texas
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/30/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/23/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce D. Beaty

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Douglas Beaty's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

GWN SECURITIES INC.

LEGACY FINANCIAL SERVICES, INC.

DIRECTED SERVICES LLC

STANTON INVESTMENT SERVICES, INC.

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/2010

Series 6

Date: 9/23/1997

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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