Lizzie Y. Ling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lizzie Yun Ling, who also goes by Yun Ling, was a registered financial professional .
Lizzie is a previously registered financial professional and started their career in finance in 1998. Lizzie had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - July 30, 2024
HI2 INVESTMENT MANAGEMENT, LLC
November 23, 1998 - October 27, 2000
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
HI2 INVESTMENT MANAGEMENT, LLC
CRD#: 283555 / SEC#: 802-131011
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 7/30/2024 |
Red Flags
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