Bryan S. Bales
STRATEGIC ADVISERS LLC | Financial Consultant
MURRAY, UT
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CRD#: 2930004
Professional summary
Bryan Shawn Bales, CFP®, who also goes by Bryan Shawn Bales, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Murray, Utah and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bryan has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant, I support and give guidance to high net worth clients. My primary role is to assist you in building a long term financial plans and discuss appropriate investment options in order to strive for lifetime financial freedom.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Shawn Bales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Shawn Bales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Utah
Bachelor of Business Studies (BBS) - Business Management
1997
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 49 North 400 West, Salt Lake City, UT 84101RIA
CRD#: 104555
MURRAY, UT
Current
December 20, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101BD
CRD#: 7784
Salt Lake City, UT
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
January 10, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
September 9, 2014 - September 23, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
SALT LAKE CITY, UT
Past
September 5, 2014 - September 23, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
SALT LAKE CITY, UT
Past
January 10, 2014 - September 3, 2014
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
NORTH SALT LAKE, UT
Past
October 31, 2008 - September 3, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
NORTH SALT LAKE, UT
Past
January 1, 2008 - October 23, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
September 6, 2005 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SALT LAKE CITY, UT
Past
February 24, 2005 - October 30, 2008
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
January 28, 2005 - September 8, 2005
FIDELITY BROKERAGE SERVICES LLC
RIA
CRD#: 7784
SALT LAKE CITY, UT
Past
January 28, 2005 - September 8, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
April 1, 2003 - January 10, 2005
RIGGS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 120253
OREM, UT
Past
February 14, 2003 - December 12, 2003
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
ANN ARBOR, MI
Past
January 26, 2001 - February 19, 2003
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
October 23, 1998 - January 29, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2017)
RR
Alaska(1/4/2017)
RR
Arizona(1/4/2017)
RR
Arkansas(1/4/2017)
RR
California(1/4/2017)
RR
Colorado(1/4/2017)
RR
Connecticut(1/4/2017)
RR
Delaware(1/4/2017)
RR
District of Columbia(1/4/2017)
RR
Florida(1/4/2017)
RR
Georgia(1/4/2017)
RR
Hawaii(1/4/2017)
RR
Idaho(1/4/2017)
RR
Illinois(1/4/2017)
RR
Indiana(1/4/2017)
RR
Iowa(1/4/2017)
RR
Kansas(1/4/2017)
RR
Kentucky(1/4/2017)
RR
Louisiana(1/4/2017)
RR
Maine(1/4/2017)
RR
Maryland(1/4/2017)
RR
Massachusetts(1/4/2017)
RR
Michigan(1/4/2017)
RR
Minnesota(1/4/2017)
RR
Mississippi(1/4/2017)
RR
Missouri(1/4/2017)
RR
Montana(1/4/2017)
RR
Nebraska(1/4/2017)
RR
Nevada(1/4/2017)
RR
New Hampshire(1/4/2017)
RR
New Jersey(1/4/2017)
RR
New Mexico(1/4/2017)
RR
New York(1/4/2017)
RR
North Carolina(1/5/2017)
RR
North Dakota(1/5/2018)
RR
Ohio(1/4/2017)
RR
Oklahoma(1/4/2017)
RR
Oregon(1/4/2017)
RR
Pennsylvania(1/4/2017)
RR
Puerto Rico(1/5/2018)
RR
Rhode Island(1/4/2017)
RR
South Carolina(1/4/2017)
RR
South Dakota(1/5/2018)
RR
Tennessee(1/5/2018)
RR
Texas(1/4/2017)
IAR
Texas(3/31/2025)
RR
Utah(12/20/2016)
IAR
Utah(3/31/2025)
RR
Vermont(1/4/2017)
RR
Virgin Islands(4/23/2021)
RR
Virginia(1/4/2017)
RR
Washington(1/4/2017)
RR
West Virginia(1/4/2017)
RR
Wisconsin(1/4/2017)
RR
Wyoming(1/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Murray, UTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
