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KH

Keith W. Hodgdon

SKYWAY CAPITAL MARKETS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 2929862
KH

Professional summary

Keith Wallace Hodgdon, who also goes by Keith Wallace Hodgdon, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Tampa, Florida.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2000. Keith has worked at 7 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Keith Wallace Hodgdon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Wallace Hodgdon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2023 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 100 North Tampa Street Suite 3550, Tampa, FL 33602
BD
CRD#: 124630
Tampa, FL
Past

March 31, 2022 - August 8, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

February 18, 2021 - February 1, 2022

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

October 31, 2018 - June 30, 2020

CROSSTREE CAPITAL SECURITIES, LLC

BD
CRD#: 154675
TAMPA, FL
Past

November 11, 2010 - October 9, 2018

HYDE PARK CAPITAL ADVISORS, LLC

BD
CRD#: 104271
TAMPA, FL
Past

March 23, 2010 - May 13, 2010

HYDE PARK CAPITAL ADVISORS, LLC

BD
CRD#: 104271
TAMPA, FL
Past

March 18, 2009 - March 11, 2010

PCE INVESTMENT BANKERS, INC.

BD
CRD#: 45352
TAMPA, FL
Past

January 16, 2001 - September 13, 2007

HYDE PARK CAPITAL ADVISORS, LLC

BD
CRD#: 104271
TAMPA, FL
Past

June 15, 2000 - October 27, 2000

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/24/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 2/3/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/2/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630Tampa, FL 33602

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