Kristin F. Gannon
Professional summary
Kristin Friese Gannon, who also goes by Kristin Therese Friese, Kristin Friese, Kristin F Gannon, Kristin Nistl, is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in San Francisco, California.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 1997. Kristin has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristin Friese Gannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: One Front Street 35th Floor, San Francisco, CA 94111September 2, 2015 - October 1, 2019
WELLS FARGO SECURITIES, LLC
December 14, 2012 - September 14, 2015
DBO PARTNERS LLC
July 3, 2006 - March 7, 2012
GOLDMAN SACHS & CO. LLC
September 24, 1998 - June 16, 2006
MORGAN STANLEY & CO. LLC
October 2, 1997 - September 1, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2019)
(1/30/2020)
(1/1/2020)
(1/23/2020)
(10/1/2019)
(10/31/2019)
(1/23/2020)
(10/11/2019)
(10/2/2019)
(3/18/2020)
(9/8/2020)
(2/5/2020)
(10/2/2019)
(3/10/2020)
(1/10/2020)
(10/2/2019)
(11/26/2019)
(10/7/2019)
(10/7/2019)
(10/24/2019)
(10/21/2019)
(2/7/2020)
(11/5/2019)
(12/3/2019)
(10/2/2019)
(2/11/2020)
(11/21/2019)
(2/3/2020)
(10/3/2019)
(1/23/2020)
(1/22/2020)
(11/15/2019)
(10/3/2019)
(10/18/2019)
(10/16/2019)
(10/15/2019)
(10/4/2019)
(10/25/2019)
(10/7/2019)
(10/7/2019)
(11/20/2019)
(10/2/2019)
(11/10/2020)
(12/23/2019)
(10/3/2019)
(10/29/2019)
(1/28/2020)
(10/14/2019)
(1/16/2020)
(10/21/2019)
(2/18/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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