John J. Grimley
Professional summary
John J Grimley JR, who also goes by John J Grimley Jr., is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in King Of Prussia, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 65, Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John J Grimley JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2021 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #1: 150 South Warner Road Suite 300, King Of Prussia, PA 19406September 23, 2013 - July 28, 2014
LAKE STREET CAPITAL MARKETS, LLC
August 6, 2012 - September 9, 2013
CRAIG-HALLUM CAPITAL GROUP LLC
November 4, 2008 - September 18, 2012
JANNEY MONTGOMERY SCOTT LLC
June 17, 2004 - November 12, 2008
CITIGROUP GLOBAL MARKETS INC.
February 7, 2001 - June 14, 2004
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139 / SEC#: 801-116750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2021)
Exams
Current Firm
INDEPENDENCE SQUARE HOLDINGS, LLC
CRD#: 300139 / SEC#: 801-116750
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
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