KN
Keith A. Ninesling
STRATEGIC ADVISERS LLC
MANSFIELD, MA
Some features on this profile are disabled
CRD#: 2928725
KN
Professional summary
Keith A. Ninesling, who also goes by Keith Alan Ninesling, Keith Ninesling, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mansfield, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Keith has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Alan Ninesling | Keith Ninesling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63065|OrgNmn:Citizens Scholarship Foundation of Mansfield, Ma|Org Addr:Mansfield,Massachuse,US|OBA Nature:Mansfield, Ma chapter of Dolla|Invst Rel:N|Title:Officer|Duties:Co-ordinator of scholarship applications|StrtDt:09-11-18|TotHrs/mon:3|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Keith A. Ninesling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 900 Salem Street, Smithfield, RI 02917RIA
CRD#: 104555
MANSFIELD, MA
Current
January 1, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 2, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SMITHFIELD, RI
Past
June 25, 2018 - December 24, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Mansfield, MA
Past
June 22, 2018 - December 24, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Mansfield, MA
Past
December 4, 2009 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
Mansfield, MA
Past
December 1, 2009 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
Mansfield, MA
Past
August 31, 2007 - August 6, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
FOXBOROUGH, MA
Past
May 1, 2006 - August 6, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
FOXBOROUGH, MA
Past
June 24, 2005 - May 2, 2006
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
FRANKLIN, MA
Past
February 1, 2002 - May 2, 2006
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
FRANKLIN, MA
Past
September 26, 2000 - February 6, 2002
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
September 9, 1997 - September 25, 2000
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 9, 1997 - September 25, 2000
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2022)
RR
Alaska(2/14/2022)
RR
Arizona(2/14/2022)
RR
Arkansas(2/14/2022)
RR
California(2/14/2022)
RR
Colorado(2/14/2022)
RR
Connecticut(2/14/2022)
RR
Delaware(2/14/2022)
RR
District of Columbia(2/14/2022)
RR
Florida(2/14/2022)
RR
Georgia(2/14/2022)
RR
Hawaii(2/14/2022)
RR
Idaho(2/14/2022)
RR
Illinois(2/14/2022)
RR
Indiana(2/14/2022)
RR
Iowa(2/14/2022)
RR
Kansas(2/14/2022)
RR
Kentucky(2/14/2022)
RR
Louisiana(2/14/2022)
RR
Maine(2/14/2022)
RR
Maryland(2/14/2022)
RR
Massachusetts(2/14/2022)
IAR
Massachusetts(3/31/2025)
RR
Michigan(2/14/2022)
RR
Minnesota(2/14/2022)
RR
Mississippi(2/14/2022)
RR
Missouri(2/14/2022)
RR
Montana(2/14/2022)
RR
Nebraska(2/14/2022)
RR
Nevada(2/14/2022)
RR
New Hampshire(2/14/2022)
RR
New Jersey(2/14/2022)
RR
New Mexico(2/14/2022)
RR
New York(2/14/2022)
RR
North Carolina(2/14/2022)
RR
North Dakota(2/14/2022)
RR
Ohio(2/15/2022)
RR
Oklahoma(2/14/2022)
RR
Oregon(2/14/2022)
RR
Pennsylvania(2/14/2022)
RR
Puerto Rico(2/14/2022)
RR
Rhode Island(2/11/2022)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(2/14/2022)
RR
South Dakota(2/14/2022)
RR
Tennessee(2/14/2022)
RR
Texas(2/14/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/14/2022)
RR
Vermont(2/14/2022)
RR
Virgin Islands(2/14/2022)
RR
Virginia(2/14/2022)
RR
Washington(2/14/2022)
RR
West Virginia(2/14/2022)
RR
Wisconsin(2/14/2022)
RR
Wyoming(2/14/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/31/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
