Lewis J. Brown
Professional summary
Lewis J Brown III, who also goes by Lew N/a Brown III, Lew Brown III, Lewis J Brown Iii, Lewis James Brown Iii, Lewis N/a Brown N/a, Lewis Brown, Lewis J Brown, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Lewis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lewis has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lewis J Brown III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2020 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Three Financial Center 4515 Painters Mill Road, Owings Mills, MD 21117April 29, 2020 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Three Financial Center 4515 Painters Mill Road, Owings Mills, MD 21117September 16, 2016 - March 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 2016 - March 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2016 - July 26, 2016
LPL FINANCIAL LLC
April 25, 2016 - July 26, 2016
LPL FINANCIAL LLC
May 6, 2014 - April 25, 2016
TRUIST INVESTMENT SERVICES, INC.
May 6, 2014 - April 25, 2016
TRUIST INVESTMENT SERVICES, INC.
August 10, 2004 - April 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - April 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
July 9, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 6, 1997 - July 1, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 6, 1997 - July 1, 1998
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
