Mathew J. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew Joseph White, who also goes by Mathew J White, was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 1997. Mathew had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - October 10, 2012
NATIONAL SECURITIES CORPORATION
April 5, 2010 - June 7, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
April 5, 2010 - June 7, 2012
J.P. TURNER & COMPANY, L.L.C.
November 12, 2008 - March 30, 2010
GUNNALLEN FINANCIAL, INC
October 17, 2008 - March 30, 2010
GUNNALLEN FINANCIAL, INC
January 1, 2008 - July 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 14, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
December 12, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 16, 2004 - December 31, 2005
NEXT FINANCIAL GROUP, INC.
August 11, 2004 - December 31, 2005
NEXT FINANCIAL GROUP, INC.
August 20, 2003 - August 11, 2004
VANGUARD CAPITAL
November 21, 2002 - August 7, 2003
QUICK & REILLY, INC.
April 25, 2001 - August 7, 2003
QUICK & REILLY, INC.
November 10, 1999 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
September 5, 1997 - April 14, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
