AH
Andrew R. Hickerson
LIFESCI CAPITAL
NEW YORK, NY 10019
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CRD#: 2927844
AH
Professional summary
Andrew Robert Hickerson is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Robert Hickerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2023 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019BD
CRD#: 168404
NEW YORK, NY
Past
May 2, 2008 - February 28, 2023
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
New York, NY
Past
December 3, 2004 - May 15, 2008
PUNK, ZIEGEL & COMPANY, L.P.
BD
CRD#: 26174
NEW YORK, NY
Past
October 22, 2002 - July 1, 2003
MCKEON BROTHERS, LLC
BD
CRD#: 42774
OYSTER BAY, NY
Past
March 6, 2002 - October 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 4, 1999 - February 28, 2002
HERZOG, HEINE, GEDULD, LLC
BD
CRD#: 2186
NEW YORK, NY
Past
August 8, 1997 - May 27, 1999
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/10/2025)
RR
Alaska(11/10/2025)
RR
Arizona(11/10/2025)
RR
Arkansas(11/10/2025)
RR
California(11/10/2025)
RR
Colorado(11/10/2025)
RR
Connecticut(11/10/2025)
RR
Delaware(11/10/2025)
RR
District of Columbia(11/10/2025)
RR
Florida(11/10/2025)
RR
Georgia(11/10/2025)
RR
Hawaii(11/10/2025)
RR
Idaho(11/10/2025)
RR
Illinois(11/10/2025)
RR
Indiana(11/10/2025)
RR
Iowa(11/10/2025)
RR
Kansas(11/10/2025)
RR
Kentucky(11/10/2025)
RR
Louisiana(11/10/2025)
RR
Maine(11/10/2025)
RR
Maryland(11/10/2025)
RR
Massachusetts(11/10/2025)
RR
Michigan(11/10/2025)
RR
Minnesota(11/10/2025)
RR
Mississippi(11/10/2025)
RR
Missouri(11/10/2025)
RR
Montana(11/10/2025)
RR
Nebraska(11/10/2025)
RR
Nevada(11/10/2025)
RR
New Hampshire(11/10/2025)
RR
New Jersey(11/10/2025)
RR
New Mexico(11/10/2025)
RR
New York(3/1/2023)
RR
North Carolina(11/10/2025)
RR
North Dakota(11/10/2025)
RR
Ohio(11/10/2025)
RR
Oklahoma(11/10/2025)
RR
Oregon(11/10/2025)
RR
Pennsylvania(11/10/2025)
RR
Puerto Rico(11/10/2025)
RR
Rhode Island(11/10/2025)
RR
South Carolina(11/10/2025)
RR
South Dakota(11/10/2025)
RR
Tennessee(11/10/2025)
RR
Texas(11/10/2025)
RR
Utah(11/10/2025)
RR
Vermont(11/10/2025)
RR
Virgin Islands(11/10/2025)
RR
Virginia(11/10/2025)
RR
Washington(11/10/2025)
RR
West Virginia(11/10/2025)
RR
Wisconsin(11/10/2025)
RR
Wyoming(11/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 3/24/2003
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
RR
Series 55
Date: 4/8/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
LC
LIFESCI CAPITAL
LIFESCI CAPITAL | LIFESCI CAPITAL, LLC
CRD#: 168404 / SEC#: , 8-69305
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1700 Broadway 40th Floor, New York, NY 10019
Mailing Address
1700 Broadway 40th Floor, New York, NY 10019
Phone number
(646) 597-6987
Established
New York since 03/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
