Christopher G. Richardson

SAMMONS FINANCIAL NETWORK

West Des Moines, IA 50266

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CRD#: 2927724

Professional summary

Christopher Garrett Richardson, who also goes by Chris Garrett Richardson, is a registered financial professional currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Garrett Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Garrett Richardson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2015 - Present

SAMMONS FINANCIAL NETWORK, LLC

Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266

CRD#: 158538

West Des Moines, IA

Past

October 10, 2014 - January 2, 2015

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

December 21, 2011 - October 15, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

THOMPSON STATION, TN

Past

December 21, 2011 - October 15, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

THOMPSON STATION, TN

Past

November 25, 2009 - December 1, 2010

DIRECTED SERVICES LLC

RIA

CRD#: 21675

SCOTTSDALE, AZ

Past

December 17, 2007 - December 1, 2010

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

January 4, 2006 - December 17, 2007

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

April 4, 2005 - November 22, 2005

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

June 21, 2004 - January 21, 2005

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

October 10, 2000 - November 1, 2002

BERGER DISTRIBUTORS LLC

CRD#: 41436

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(1/7/2015)

Louisiana
(1/7/2015)

Mississippi
(1/7/2015)

Tennessee
(1/7/2015)

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/1/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538 / SEC#: , 8-68905

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Mailing Address

8300 Mills Civic Parkway, West Des Moines, IA 50266

Phone number

(855) 624-0180

Established

Delaware since 06/09/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAMMONS SECURITIES, INC.	MANAGING MEMBER/ELECTED MANAGER
DYKHUIS, ARLEN GLENN	FINOP PRINCIPAL	5285074
LOWE, BILL LEO	PRESIDENT	2328135
SURETTE, STEPHANIE ANN	CHIEF COMPLIANCE OFFICER	5217627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher G. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Garrett Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COREBRIDGE CAPITAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

DIRECTED SERVICES LLC

DIRECTED SERVICES LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CURIAN CAPITAL, LLC

BERGER DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2009

Series 63

Date: 3/20/2006

SIE

Date: 10/1/2018

Series 6

Date: 4/1/2005

FINRA

Current Firm

SAMMONS FINANCIAL NETWORK, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAMMONS FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

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