Lisa K. Mcdaniel
Professional summary
Lisa Kay Mcdaniel is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1997. Lisa has worked at 5 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Kay Mcdaniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2019 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116October 17, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
October 17, 2012 - October 31, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
October 1, 1997 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 1, 1997 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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