Jose A. Arizmendi
Professional summary
Jose Angel Arizmendi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jose is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Jose had worked at 5 firms, which includes SILBER BENNETT FINANCIAL INC., TCFG WEALTH MANAGEMENT LLC, CENTAURUS FINANCIAL INC., CROWN CAPITAL SECURITIES L.P., LPL FINANCIAL LLC.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2018 - August 22, 2018
SILBER BENNETT FINANCIAL, INC.
April 15, 2016 - March 7, 2018
TCFG WEALTH MANAGEMENT, LLC
August 1, 2014 - April 20, 2016
SILBER BENNETT FINANCIAL, INC.
January 29, 2013 - February 28, 2013
TCFG WEALTH MANAGEMENT, LLC
January 26, 2009 - January 31, 2013
CENTAURUS FINANCIAL, INC.
May 30, 2003 - January 9, 2009
CROWN CAPITAL SECURITIES, L.P.
March 6, 2001 - June 3, 2003
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
SILBER BENNETT FINANCIAL, INC.
CRD#: 156435 / SEC#: , 8-68795
Contact information
Disclosures
| Regulatory Event | 1 |
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