Carl M. Mccarden
Professional summary
Carl Martin Anthony Mccarden JR, who also goes by Carl Martin Anthony Mccarden Jr., Carl Mccarden, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Atlanta, Georgia.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1997. Carl has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Martin Anthony Mccarden JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2021 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1200 Abernathy Rd. Ne Suite 1545, Atlanta, GA 30328December 5, 2018 - August 3, 2021
J.P. MORGAN SECURITIES LLC
May 16, 2016 - September 25, 2018
CITIZENS CAPITAL MARKETS
February 12, 2016 - May 16, 2016
CITIZENS SECURITIES, INC.
September 24, 2007 - December 13, 2007
J.P. MORGAN SECURITIES LLC
August 3, 2004 - June 12, 2007
CREDIT SUISSE SECURITIES (USA) LLC
July 9, 2003 - August 25, 2003
CITIGROUP GLOBAL MARKETS INC.
May 30, 2001 - December 13, 2001
BROKERAGEAMERICA, INC
September 16, 1999 - May 9, 2001
KNIGHT CAPITAL AMERICAS, L.P.
October 23, 1997 - September 23, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2021)
(8/4/2021)
Exams
Series 55
Date: 12/17/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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