Wayne M. Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Michael Fitzpatrick was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1997. Wayne had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2008 - June 22, 2017
BULGER PARTNERS, LLC
May 9, 2005 - February 22, 2006
GLEACHER & COMPANY SECURITIES, INC.
April 17, 2002 - March 31, 2005
NEEDHAM & COMPANY, LLC
July 25, 1997 - June 25, 2001
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BULGER PARTNERS, LLC
CRD#: 146235 / SEC#: , 8-67798
Contact information
Documents
Red Flags
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