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JC

Jean-jacques L. Carnal

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CRD#: 2926245
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jean-jacques Landers Carnal, CFA, who also goes by J.-j. Landers Carnal, Jean Carnal, Landers Carnal, was a registered financial professional .

Jean-jacques is a previously registered financial professional and started their career in finance in 2001. Jean-jacques had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


J.-J. Landers Carnal | Jean Carnal | Landers Carnal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
?The Commerce Funds ?Investment related ?1000 Walnut 15th Floor, Ste 1580, Kansas City MO 64106 ?Open-end mutual funds ?Board Trustee 11/2021-Present; Board Chair 1/2023-Present ?4 hours/month ?8 hours/month during trading hours

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Past

August 10, 2001 - August 1, 2023

COMMERCE INVESTMENT ADVISORS, INC.

RIA
CRD#: 104705
ST. LOUIS, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COMMERCE INVESTMENT ADVISORS, INC.
COMMERCE INVESTMENT ADVISORS, INC.

CRD#: 104705 / SEC#: 801-60083

RIA
Registered Investment Advisory firm - (4/3/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/22/1997
Uniform Investment Adviser Law Examination

Current Firm


CI
COMMERCE INVESTMENT ADVISORS, INC.
COMMERCE INVESTMENT ADVISORS, INC.

CRD#: 104705 / SEC#: 801-60083

RIA
Registered Investment Advisory firm - (4/3/2001 Approved)
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Contact information


Main Address
1000 Walnut Street 15th Fl., Kansas City, MO, 64106-1809
Mailing Address
Phone number
(816) 234-2000
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts9
AUM (Assets Under Management)$ 2,641,358,832

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMMERCE INVESTMENT ADVISORS, INC.

CRD#: 104705

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