Craig M. Nathanson

NOBLE CAPITAL MARKETS

Westport, CT 06880

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CRD#: 2925770

Professional summary

Craig Mitchell Nathanson is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in Westport, Connecticut.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1997. Craig has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Mitchell Nathanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2021 - Present

NOBLE CAPITAL MARKETS, INC.

Office #1: 88 Post Road West 1st Floor, Westport, CT 06880

CRD#: 15768

Westport, CT

Past

November 12, 2013 - December 31, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Boca Raton, FL

Past

August 16, 2010 - November 6, 2013

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Boca Raton, FL

Past

March 6, 2007 - November 4, 2019

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Boca Raton, FL

Past

April 1, 2003 - March 20, 2007

JVB FINANCIAL GROUP, LLC

CRD#: 104412

BOCA RATON, FL

Past

December 18, 1997 - March 6, 2003

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

SCOTTSDALE, AZ

Past

September 9, 1997 - March 6, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/2/2025)

Colorado
(8/29/2022)

Connecticut
(2/25/2021)

Florida
(2/25/2021)

Illinois
(3/12/2021)

Kansas
(3/4/2021)

Michigan
(3/4/2021)

New Hampshire
(1/8/2025)

Rhode Island
(3/12/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/28/2000

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NOBLE CAPITAL MARKETS, INC.

NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: , 8-32706

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Mailing Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Phone number

(561) 994-1191

Established

Florida since 09/21/1984

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NOBLE FINANCIAL GROUP, INC.	SHAREHOLDER
LEAN, DAVID JONATHAN	CCO	3114377
PRONK, NICOLAAS PETRUS	OWNER, CEO, CFO	1726101

Disclosures

Regulatory Event	9
Arbitration	11

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig M. Nathanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Mitchell Nathanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

JVB FINANCIAL GROUP, LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2010

Series 63

Date: 11/19/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/5/1997

Series 24

Date: 9/26/2009

Series 53

Date: 6/28/2000

FINRA

Current Firm

NOBLE CAPITAL MARKETS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NOBLE CAPITAL MARKETS, INC.

TRUST BUT VERIFY

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