Lori D. Webb
Professional summary
Lori Dawn Webb, who also goes by Lori D Brandt, Lori D Grim, Lori Grim, Lori D Huckaby, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Allen, Texas.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1998. Lori has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Dawn Webb's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2025 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 1101 Central Expressway S Ste 175, Allen, TX 75013July 11, 2024 - June 18, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
May 5, 2021 - July 10, 2024
PURSHE KAPLAN STERLING INVESTMENTS
November 20, 2019 - December 1, 2020
MAREX CAPITAL MARKETS INC.
September 4, 2019 - November 6, 2019
RAYMOND JAMES & ASSOCIATES, INC.
August 17, 1998 - July 26, 2019
BOK FINANCIAL SECURITIES, INC.
January 27, 1998 - August 17, 1998
ALLIANCE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2025)
Exams
FINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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