Brian P. Fitzgerald
Professional summary
Brian Patrick Fitzgerald, who also goes by Brian Patrick Fitzgerald, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210January 30, 2006 - March 31, 2011
CHARLES SCHWAB & CO., INC.
April 22, 2004 - January 3, 2006
NYFIX TRANSACTION SERVICES, INC.
March 12, 2003 - April 9, 2004
NASDAQ EXECUTION SERVICES, LLC
April 12, 2002 - November 22, 2002
INET ATS, INC.
April 12, 2002 - November 22, 2002
NASDAQ CAPITAL MARKETS ADVISORY LLC
January 28, 2002 - February 14, 2002
TRINIX SECURITIES LLC
June 23, 1998 - May 4, 2001
ICAPITAL MARKETS LLC
November 10, 1997 - April 20, 1998
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
(5/4/2011)
Exams
Series 55
Date: 3/23/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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